When auditors ask, you can reply with accurate data right at your finger-tips.
jCore's compliance suite has a wide and deep capability to respond to the most complex request. We offer pre-trade and post-trade and on-going compliance solutions.
Features include:
o Trade/Account Surveillance
o Letter Generation
o Books and Records/Suitability/KYC
o Trade and Account Level License Checking
o Automated OFAC/FinCEN tracking
o Trade/Account Surveillance
o Letter Generation
o Books and Records/Suitability/KYC
o Trade and Account Level License Checking
o Automated OFAC/FinCEN tracking